Werner v University Of Southampton (PRACTICE AND PROCEDURE) (Rev1) -[2021] UKEAT 2019-000973- (26 October 2021)

BAILII

Automated Summary

Key Facts

The case involves an appeal against an employment tribunal decision granting the respondent (University of Southampton) an extension of time to submit a response, which led to setting aside a Rule 21 judgment in the claimant's favor. The claimant, Professor R Werner, argued the preliminary hearing was unfair and showed an appearance of bias. The Employment Appeal Tribunal dismissed the appeal, finding no unfairness or bias in the conduct of the hearing. The initial judgment awarded the claimant £3,449,328.54 in compensation for claims including constructive dismissal and discrimination.

Issues

  • The claimant argued that EJ Emerton's conduct during the case management hearing, including dismissive remarks and perceived hostility, constituted procedural irregularities. The court acknowledged the judge's robust language but concluded it did not affect the fairness of the earlier preliminary hearing.
  • The appeal challenged whether the Employment Judge's conduct during the preliminary hearing, including his interventions and language, created an appearance of bias or rendered the hearing unfair. The court found no such bias or unfairness, noting the judge's focus on the merits of the case.
  • The appeal addressed whether the judge's use of terms like 'bizarre' and 'incoherent' in the written judgment suggested bias. The court determined such language related to the merits of the claim and did not indicate improper prejudice against the claimant.
  • The claimant alleged that EJ Emerton's frequent interruptions during his cross-examination of Ms Halliday impaired his ability to question her effectively. The court found that the judge's interventions were within case management discretion and did not prevent a fair cross-examination.

Holdings

  • The court concluded that the judge's robust language and interventions during the case management hearing, while arguably exceeding judicial best practice, did not render the hearing unfair or give rise to an appearance of bias. The criticisms of the claimant's case were found to be based on the merits of the matter rather than any improper prejudice. The judge's comments about the claimant's case being 'muddled' or 'incoherent' were assessed as expressions of skepticism, not bias.
  • The court held that the preliminary hearing at which the respondent was granted an extension of time to enter a response was not conducted in a manner that created an appearance of bias or was unfair. The judge's interventions during cross-examination were found to be within the bounds of proper case management, and the claimant was given a fair opportunity to challenge the respondent's evidence. The appeal was dismissed based on the determination that the judge's conduct did not prejudice the claimant's case.

Remedies

  • The claimant was awarded £9,931.88 for the current leave year and £128,717.10 for past leave years, both subject to a 25% ACAS uplift.
  • The claimant received £138,915.00 for loss of sabbaticals, with a 25% ACAS uplift applied.
  • Discrimination compensation of £612,421.35 and interest of £225,907.97 were awarded, both subject to a 25% ACAS uplift.
  • The claimant was awarded £27,450.00 for personal injury, with a 25% ACAS uplift.
  • The total award, including all components and interest, amounted to £3,449,328.54, representing over 50 times the claimant's annual salary and subject to a 25% ACAS uplift.
  • A sum of £31,000 was awarded for injury to feelings, subject to the 25% ACAS uplift.
  • The claimant received £1,435,095.90 for future losses, with a 25% ACAS uplift applied.

Monetary Damages

3449328.54

Legal Principles

The court analyzed the distinction between conduct that creates an unfair trial and the appearance of bias under the principles of natural justice. It emphasized that fairness of a trial requires objective judicial assessment, while appearance of bias is judged through the perspective of a fair-minded and informed observer. The judgment referenced authorities like Serafin v Malkiewicz and Porter v Magill to establish that robust judicial management does not equate to bias unless it demonstrates prejudice unrelated to the merits of the case.

Precedent Name

  • Zurich Insurance Co v Gulson
  • Kwik Save Stores Ltd v Swain
  • Michel v The Queen
  • Ross v Micro Focus Ltd
  • Southwark London Borough Council v Kofi-Adu
  • Serafin v Malkiewicz
  • Porter v Magill
  • Otkritie International Investment Management Ltd v Urumov
  • Arab Monetary Fund v Hashim
  • M & P Enterprises (London) Ltd v Norfolk Square (Northern Section) Ltd

Cited Statute

  • Employment Tribunal Rules 2013
  • Employment Appeal Tribunal Rules 1993
  • Employment Tribunals Rules 1996

Judge Name

  • James Tayler
  • EJ Emerton

Passage Text

  • Accordingly, it appears that the cross-examination lasted just under half an hour, nearly twice the claimant's time estimate.
  • I conclude that the claimant was given a fair opportunity to cross examine Ms Halliday, so that the preliminary hearing was not unfair.
  • I do not consider that the fair-minded and informed observer would consider that there was a real possibility that the tribunal was biased in the sense of being prejudiced against the claimant...